Bulk Member Transfer Platform
Demo Environment
NK
📋
Transfer Type
🏦
Pension Scheme Transfer
Bulk transfer of defined benefit or defined contribution pension scheme members
📊
Book-of-Business Migration
Full migration of adviser or intermediary client book to Sonata platform
👥
Bulk Account Opening
Mass creation of new accounts for corporate or workplace scheme members
⚙️
Batch Details
Used for capacity planning only — actual count determined at upload
🔒
Compliance Settings
📂
Drop your member file here
or click to browse — supports CSV, XLSX, XLS
.CSV .XLSX .XLS
capita_gps_members_export_20260414.csv
247 rows detected · 18 columns · 84 KB · Uploaded 0s ago
14
Auto-mapped
3
Needs review
1
Skipped
94%
Schema coverage
🔗
Column Mapping — Source → Sonata Schema
Source Column
Sonata Field
Status
MEMBER_ID
Auto
FIRST_NAME
Auto
LAST_NAME
Auto
DOB
Auto
NI_NUMBER
Auto
EMAIL
Auto
TRANSFER_VALUE
Auto
SCHEME_REF
Auto
ADDR_LINE1
Auto
POSTCODE
Auto
PHONE_NO
Auto
GENDER
Auto
EMP_START_DT
Auto
CONTRIBUTION_RATE
Auto
GMP_FLAG
Review
PREV_SCHEME_TYPE
Review
EXPRESSION_OF_WISH
Review
INTERNAL_NOTES
Skip
231
Cleared — pass
4
Sanctions match
9
PEP flags
3
ID unverifiable
🔍
Screening Results — All Members
MEMBER IDNAMEDOBTRANSFER VALUESANCTIONSPEP CHECKID STATUSOVERALL
CGP-001247James Hartwell12/04/1961£142,650ClearPassVerifiedPass
CGP-001248Sarah Pemberton03/09/1968£89,200ClearPassVerifiedPass
CGP-001249Mohammed Al-Rashid27/11/1972£215,400HMT MatchPEP — L2VerifiedBlock
CGP-001250Patricia Yuen£38,100ClearPassIncompleteReview
CGP-001251Robert Chukwudi15/06/1959£301,750ClearPEP — L1VerifiedReview
CGP-001252Fiona MacPherson22/01/1965£127,300ClearPassVerifiedPass
CGP-001253David Volkov08/03/1970£178,900OFAC MatchPEP — L1VerifiedBlock
CGP-001254Angela Whitmore30/07/1975£94,600ClearPassPendingReview
CGP-001255Lord Charles Eddington14/12/1948£445,000ClearPEP — L1VerifiedReview
... 238 more records — showing 9 of 247
4
Sanctions — blocked
7
PEP — pending review
3
ID — unverifiable
2
Duplicate risk
0 members selected
MEMBEREXCEPTION TYPEDETAILTRANSFER VALUEPRIORITYACTION
Mohammed Al-Rashid
CGP-001249
Sanctions MatchHM Treasury Consolidated List — name & DOB match (confidence 94%)£215,400High
David Volkov
CGP-001253
Sanctions MatchOFAC SDN List — name match (confidence 87%); PEP Level 1£178,900High
Viktor Marchetti
CGP-001288
Sanctions MatchUN Consolidated List — name match (confidence 78%)£92,500Medium
Natasha Oleynik
CGP-001301
Sanctions MatchHM Treasury — name match (confidence 71%); pending manual review£67,200Medium
Lord Charles Eddington
CGP-001255
PEP — Level 1UK Life Peer; hereditary title; requires EDD sign-off£445,000High
Robert Chukwudi
CGP-001251
PEP — Level 1Former local government official; low risk rating; Enhanced screening passed£301,750Low
Patricia Yuen
CGP-001250
ID UnverifiableDate of birth missing; email not provided; unable to run electronic verification£38,100Medium
William Fletcher
CGP-001319
Duplicate RiskExisting Sonata member record found — same NI number; possible duplicate transfer£156,000Medium
✅ Batch is ready to submit

231 of 247 members have cleared all checks and are ready to onboard. 16 exceptions have been actioned — 6 removed, 4 escalated to compliance, 6 approved with EDD recorded. FCA audit trail has been generated for all decisions.

⚠️ 4 members with active sanctions matches have been removed from this batch and reported to your nominated MLRO per FCA SYSC 6.3 requirements. Compliance team has been notified by email.
📊
Batch Summary
Batch nameCapita GPS — Q2 2026 Transfer
Transfer typePension Scheme Transfer (DC)
Source schemeCapita Group Pension Scheme
Target platformSonata (UK Production)
Product wrapperSIPP
Members to onboard231
Members removed6
Escalated to compliance4
Total transfer value£22,847,350
AML/KYC screeningEnhanced Due Diligence
Estimated completion~1.5 hours
🔐
Authorisation
By submitting this batch you confirm:
· All exception decisions are accurately recorded
· You are authorised to initiate transfers of this type
· The FCA audit log has been reviewed and is complete
· MLRO has been notified of all sanctions decisions
0
Accounts created
231
In queue
0
Errors
0%
Complete
Overall Progress Initialising...
⚙️
Schema Validation
Running — verifying all 231 records...
🔁
Deduplication
Waiting...
🏦
Account Creation
Waiting...
💸
Transfer Initiation
Waiting...
📬
Member Notifications
Waiting...
📋
Audit Log Finalisation
Waiting...
📜
Live Activity Log
→ [14:23:01] Batch CONS-2026-0841 submitted by NK — 231 members queued
→ [14:23:01] FCA audit log initialised — reference AUD-2026-0841-UK
→ [14:23:02] Schema validation pipeline started — 8 parallel workers

Transfer Complete

Batch CONS-2026-0841 has been successfully processed. 228 member accounts have been created and funded on the Sonata platform. The FCA-compliant audit trail has been sealed and archived.

228
Accounts created
£22.4m
AUM transferred
1h 24m
Total duration
📊
Completion Summary
Batch referenceCONS-2026-0841
Submitted14 Apr 2026, 14:23
Completed14 Apr 2026, 15:47
Accounts created228
Failed (retry queued)3
Member notifications sent228
Audit log referenceAUD-2026-0841-UK
MLRO report filedYes — 4 SAR cases